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October 11, 2019
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CPI measures the overall level of pricing for the goods and services that consumers buy over the month. Typically, the October number is compared [...]
May 6, 2015
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Lately, some of my tutoring clients have been using our textbook, Pass the 65, or Pass the 66, to write their own practice questions. Some of the [...]
May 6, 2015
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You have probably heard some of the uproar surrounding a proposed rule that would define fiduciary standards for both broker-dealers and advisers [...]
April 25, 2015
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Insurance agents selling fixed and indexed annuities have been operating in a gray area in many states for many years now. The definition of [...]
September 8, 2014
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A diversified portfolio of stocks would not contain all technology or pharmaceutical companies, for example. If there were a number of oil [...]
August 26, 2014
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Some exam candidates want quick black-and-white answers. If they read something about “10 years” in terms of the [...]
August 26, 2014
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Remember that an investment advisory firm has a contract/agreement with their clients that spells out the services provided, the fees that will [...]
January 17, 2013
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When an agent or an investment adviser violates securities law, the Administrator can issue an order to suspend or revoke the license. Before [...]
October 22, 2012
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The Series 65/66 exams don’t frequently reward test takers for the little factoids they’ve managed to memorize. Rather, the exams [...]
August 28, 2012
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