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Maybe you’ve sat through one of the live classes that remain the bread and butter of the bigger vendors. If the instructor tried to teach [...]
August 21, 2012
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Let’s kick off the new school year with a practice question that could easily show up on your Series 65 or Series 66 exam: A [...]
August 21, 2012
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Settlor Functions practice question If the test asks about “settlor functions,” maybe it would throw something like this at you: An [...]
June 22, 2012
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To REALLY understand mutual funds–and investment vehicles in general–download a mutual fund prospectus, and an SAI, and a shareholder [...]
June 12, 2012
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So, obviously, we don’t wanna tick off employees of JP Morgan, especially as no one reading this blog had a darned thing to do with the [...]
May 25, 2012
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The Series 65 and 66 will likely ask several questions requiring you to know the difference between a company’s income statement and [...]
May 16, 2012
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Yesterday I was doing some research for a caller asking about solicitors for investment advisers in the State of Texas. As usual, I got [...]
May 15, 2012
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People are often confused by the difference between sell-stop and sell-limit orders. And, for some reason, some exam candidates actually start to [...]
April 11, 2012
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Just got another great question, this one from a customer studying for his Series 63. Don’t worry–the Series 63 exists on both the [...]
April 5, 2012
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A share of stock is just a share of a company’s earnings. The question is, how much are you willing to pay for those earnings? Stocks trade [...]
March 21, 2012
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