examzone

Get in the Zone!
Skip to content
  • Home
  • About

Tag Archives: Series 7 Exam

  • Even though buying a 2-year US Treasury Note was never a big risk, investors did face the risk of watching interest rates rise right after they [...]

    Notes on Floating-Rate Notes – US Treasury also Issues FRNs

    November 20, 2014
  • Don’t forget that while the Series 7 exam asks many questions about options and debt securities, it also asks many questions about other [...]

    Series 7 Exam Sample Question: Mutual Funds

    June 8, 2013
  • All of the following would cause NAV for an open-end fund to increase except A. stocks in the portfolio increase in value B. stocks in the [...]

    Series 7 Question on Net Asset Value

    January 17, 2013
  • Wow. Didn’t mean to neglect the Examzone blog, but I haven’t posted since August. Not acceptable. Let’s start making up for it [...]

    Series 7 Question on Open and Closed-End Funds

    October 22, 2012
  • The media white noise surrounding Facebook’s IPO can lead to confusion, but, really, the issues are simple. And, they relate to your exam [...]

    Sour Grapes about the Facebook IPO? Did you read the prospectus?

    August 21, 2012
  • The other day a customer wrote an email asking about debit and credit spreads. He had been working with another vendor’s material and had [...]

    Avoid Rigid Thinking

    June 14, 2012
  • So, obviously, we don’t wanna tick off employees of JP Morgan, especially as no one reading this blog had a darned thing to do with the [...]

    A billion here, a billion there

    May 25, 2012
  • Writing puts is probably the strangest of the four single options positions. First, it’s hard enough for most people to understand what a [...]

    Writing Puts

    May 2, 2012
  • Spreads can stretch the brain in directions it doesn’t really want to go for many Series 7 candidates. Of course, we’ve already [...]

    Spreads

    April 25, 2012
  • Multiple options include the spreads we just discussed and also the straddles we’re about to discuss. While I’ll allow that spreads [...]

    Straddles

    April 10, 2012

Post navigation

← Older posts
Create a free website or blog at WordPress.com.
Privacy & Cookies: This site uses cookies. By continuing to use this website, you agree to their use.
To find out more, including how to control cookies, see here: Cookie Policy
  • Follow Following
    • examzone
    • Already have a WordPress.com account? Log in now.
    • examzone
    • Customize
    • Follow Following
    • Sign up
    • Log in
    • Report this content
    • View site in Reader
    • Manage subscriptions
    • Collapse this bar