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You have probably heard some of the uproar surrounding a proposed rule that would define fiduciary standards for both broker-dealers and advisers [...]
April 25, 2015
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Even though buying a 2-year US Treasury Note was never a big risk, investors did face the risk of watching interest rates rise right after they [...]
November 20, 2014
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Don’t forget that while the Series 7 exam asks many questions about options and debt securities, it also asks many questions about other [...]
June 8, 2013
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All of the following would cause NAV for an open-end fund to increase except A. stocks in the portfolio increase in value B. stocks in the [...]
January 17, 2013
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Wow. Didn’t mean to neglect the Examzone blog, but I haven’t posted since August. Not acceptable. Let’s start making up for it [...]
October 22, 2012
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The media white noise surrounding Facebook’s IPO can lead to confusion, but, really, the issues are simple. And, they relate to your exam [...]
August 21, 2012
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The other day a customer wrote an email asking about debit and credit spreads. He had been working with another vendor’s material and had [...]
June 14, 2012
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So, obviously, we don’t wanna tick off employees of JP Morgan, especially as no one reading this blog had a darned thing to do with the [...]
May 25, 2012
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What are all these different licenses and exams? The “clickable” link above will take you to FINRA’S run-down on the various [...]
May 7, 2012
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Writing puts is probably the strangest of the four single options positions. First, it’s hard enough for most people to understand what a [...]
May 2, 2012
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